When do you need a capital markets lawyer?

The banking sector is one of the most strictly regulated industries. An error in licensing documents, credit documentation, or internal processes can lead to an inspection by the Czech National Bank, a sanction, or the rejection of a license. We help clients set up their regulatory and contractual frameworks so that they withstand scrutiny from supervisory authorities, investors, and business partners.

English

When do you need a capital markets lawyer?

The banking sector is one of the most strictly regulated industries. An error in licensing documents, credit documentation, or internal processes can lead to an inspection by the Czech National Bank, a sanction, or the rejection of a license. We help clients set up their regulatory and contractual frameworks so that they withstand scrutiny from supervisory authorities, investors, and business partners.

English

When do you need a capital markets lawyer?

The banking sector is one of the most strictly regulated industries. An error in licensing documents, credit documentation, or internal processes can lead to an inspection by the Czech National Bank, a sanction, or the rejection of a license. We help clients set up their regulatory and contractual frameworks so that they withstand scrutiny from supervisory authorities, investors, and business partners.

When do you need
a capital markets

solicitor

Capital markets law is crucial for any transaction entering a regulated market. An error in a prospectus, fund structure, or regulatory analysis often only becomes apparent when it is already difficult to rectify.

We prepare opinions, documentation, and procedural strategies to ensure they are tax-efficient, cover transaction risks, address management liability, and manage the relationship with the regulator.

Typical situations we handle

Issuance of securities

Issuance of securities

Are you preparing a public offering, a prospectus, or a private placement?

Investment Funds

Investment Funds

Are you establishing, managing, or investing in an investment fund?

Regulatory analysis of the product

Regulatory analysis of the product

You are bringing a new financial instrument or investment service to the market.

Conversions of Investment Funds

Conversions of Investment Funds

You require the merger or demerger of an investment fund and the appropriate structuring of this transaction for tax purposes.

Specific Transactions on a Regulated Market

Specific Transactions on a Regulated Market

Squeeze-out, mandatory take-over bids.

Regulatory Scrutiny

Regulatory Scrutiny

The Czech National Bank is investigating your investment company, securities trader, intermediary, or issuer.

Dispute with an investor or client

Dispute with an investor or client

Claim arising from professional malpractice, mis-selling, or breach of duties

Who our services
are for

For whom our services are intended

Investment firms and management companies

MiFID II, best execution, internal control and governance system.

Investment firms and management companies

MiFID II, best execution, internal control and governance system.

Fund Managers and Administrators

Qualified investor funds, UCITS, AIFs.

Fund Managers and Administrators

Qualified investor funds, UCITS, AIFs.

Issuers of Securities

Equity and debt issuances, disclosure requirements.

Issuers of Securities

Equity and debt issuances, disclosure requirements.

Banks and Payment Institutions

Investment services as a component of the banking portfolio.

Banks and Payment Institutions

Investment services as a component of the banking portfolio.

Qualified Investors

Family offices, private equity, institutional investors.

Qualified Investors

Family offices, private equity, institutional investors.

Fintech and Technological Platforms

Crowdfunding, alternative investments, tokenization; legal entities asserting claims in criminal proceedings.

Fintech and Technological Platforms

Crowdfunding, alternative investments, tokenization; legal entities asserting claims in criminal proceedings.

What we will do for you

Prospectuses and Offering Documentation

We will prepare a securities prospectus for a public offering or for admission to trading on a regulated market. We will handle all communication with the Czech National Bank (CNB) and the stock exchange, including responding to comments throughout the approval process.

Prospectuses and Offering Documentation

We will prepare a securities prospectus for a public offering or for admission to trading on a regulated market. We will handle all communication with the Czech National Bank (CNB) and the stock exchange, including responding to comments throughout the approval process.

Funds and Asset Management

We will prepare the statutes, depositary agreements, administrator agreements, and the necessary documentation for qualified investors. We will also assist with the application for registration of the fund with the Czech National Bank.

Funds and Asset Management

We will prepare the statutes, depositary agreements, administrator agreements, and the necessary documentation for qualified investors. We will also assist with the application for registration of the fund with the Czech National Bank.

Regulatory analysis and product governance

We will assess whether and under which regulatory framework your product or service falls (MiFID, AIFMD, PSD, MiCA). We will design an optimal structure as well as an information package for clients.

Regulatory analysis and product governance

We will assess whether and under which regulatory framework your product or service falls (MiFID, AIFMD, PSD, MiCA). We will design an optimal structure as well as an information package for clients.

Capital Market Transactions

Legal support in M&A transactions, acquisition financing, squeeze-outs, voluntary and mandatory public takeovers, and cross-border mergers.

Capital Market Transactions

Legal support in M&A transactions, acquisition financing, squeeze-outs, voluntary and mandatory public takeovers, and cross-border mergers.

Representation in Audits and Disputes

Defense of clients during Czech National Bank (CNB) inspections and subsequent sanction proceedings. Representation in both civil and arbitration disputes with investors, opposing parties, or regulators.

Representation in Audits and Disputes

Defense of clients during Czech National Bank (CNB) inspections and subsequent sanction proceedings. Representation in both civil and arbitration disputes with investors, opposing parties, or regulators.

How our cooperation works

1

Initial Consultation

We will clarify the objective, structure, and timeframe of the project.

3

Proposal for Structure and Documentation

We will present a solution that optimizes regulatory, tax, and commercial aspects.

5

Post-transaction care

We regularly inform you of developments and explain the next steps. We ensure the client is clearly oriented throughout the proceedings and can make informed decisions regarding further actions.

2

Legal and Regulatory Analysis

We will determine the applicable legal framework and identify potential risks.

4

Execution and Representation

We prepare the documentation and conduct negotiations with the Czech National Bank, the stock exchange, and the counterparty.

Examples of Our Work

Pavel Martinik, JD, PhD

Managing Partner

He specializes in financial, criminal, and commercial law. He serves as a core faculty member at the Department of Financial Law and Financial Science of the Faculty of Law, Charles University, and collaborates with the Subcommittee on the Digital Economy of the Chamber of Deputies. Throughout his career, he has been a key contributor to projects involving domestic and multinational banks as well as investment groups.

Pavel Martinik, JD, PhD

Managing Partner

He specializes in financial, criminal, and commercial law. He serves as a core faculty member at the Department of Financial Law and Financial Science of the Faculty of Law, Charles University, and collaborates with the Subcommittee on the Digital Economy of the Chamber of Deputies. Throughout his career, he has been a key contributor to projects involving domestic and multinational banks as well as investment groups.

Jana Rihova, Attorney at Law

Attorney-at-Law

She focuses on the banking sector, fintech, and corporate governance. She specializes in licensing proceedings before the Czech National Bank and the implementation of European regulations into the structures of Czech companies. Prior to joining the firm, she served as head of the legal department at Twisto payments.

Jana Rihova, Attorney at Law

Attorney-at-Law

She focuses on the banking sector, fintech, and corporate governance. She specializes in licensing proceedings before the Czech National Bank and the implementation of European regulations into the structures of Czech companies. Prior to joining the firm, she served as head of the legal department at Twisto payments.

Frequently Asked Questions

Do you have a question for which you have not found an answer?

When is a prospectus required, and when is an information memorandum sufficient?

Which fund structure should be selected for family wealth?

What is mis-selling and how can you defend against it?

How long does the Czech National Bank take to approve a prospectus?

As a foreign manager, are we eligible to solicit Czech investors?

Inquiries and Consultations

We are located in Prague, Vinohrady, just a few steps from the Náměstí Míru metro station. For routine matters, please send us an e-mail, complete our contact form, or call us to arrange an appointment. In the event of an urgent criminal matter, please contact our emergency hotline, available 24 hours a day.

Contact

+420 773 706 807
(24/7 for urgent criminal matters)

Prague Branch

Martiník law firm, s.r.o.
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

Inquiry Form

Inquiries and Consultations

We are located in Prague, Vinohrady, just a few steps from the Náměstí Míru metro station. For routine matters, please send us an e-mail, complete our contact form, or call us to arrange an appointment. In the event of an urgent criminal matter, please contact our emergency hotline, available 24 hours a day.

Contact

+420 773 706 807
(24/7 for urgent criminal matters)

Prague Branch

Martiník law firm, s.r.o.
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

Inquiry Form

Inquiries and Consultations

We are located in Prague, Vinohrady, just a few steps from the Náměstí Míru metro station. For routine matters, please send us an e-mail, complete our contact form, or call us to arrange an appointment. In the event of an urgent criminal matter, please contact our emergency hotline, available 24 hours a day.

Contact

+420 773 706 807
(24/7 for urgent criminal matters)

Prague Branch

Martiník law firm, s.r.o.
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

Inquiry Form

Inquiries and Consultations

We are located in Prague, Vinohrady, just a few steps from the Náměstí Míru metro station. For routine matters, please send us an e-mail, complete our contact form, or call us to arrange an appointment. In the event of an urgent criminal matter, please contact our emergency hotline, available 24 hours a day.

Contact

+420 773 706 807
(24/7 for urgent criminal matters)

Prague Branch

Martiník law firm, s.r.o.
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

Inquiry Form

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Prague Branch


Martiník Law Firm, LLC
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

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©2026 All rights reserved.

Prague Branch


Martiník Law Firm, LLC
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

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Prague Branch


Martiník Law Firm, LLC
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

Manage my cookie preferences

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©2026 All rights reserved.

©2026 All rights reserved.

Prague Branch


Martiník Law Firm, LLC
Uruguayská 380/17
120 00 Prague 2 - Vinohrady

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How our cooperation works

1

Initial Consultation

We will clarify the objective, structure, and timeframe of the project.

2

Legal and Regulatory Analysis

We will determine the applicable legal framework and identify potential risks.

3

Proposal for Structure and Documentation

We will present solutions that optimize regulatory, tax, and commercial aspects.

4

Execution and Representation

We prepare the documentation and conduct negotiations with the Czech National Bank, the stock exchange, and the counterparty.

5

Post-transaction care

We regularly inform you of developments and explain the next steps. We ensure the client is clearly oriented throughout the proceedings and can make informed decisions regarding further actions.